Alignment and harmonization are specified in the 2005 Paris Declaration as two of five key principles of aid effectiveness. These principles refer to the adoption of common M&E systems and a shared development agenda by donors and aid-recipient countries. According to the OECD, effectively aligned and harmonized donor and government M&E systems maximize the collective efficacy of aid. In contrast, having separate, parallel donor and government M&E systems hinders the development of in-country institutions and overburdens government ministries with multiple data collection and reporting requirements.
This final post in a series of four presenting evidence and trends from the Evans School Policy Analysis and Research (EPAR) group’s report on aid-recipient government M&E systems focuses on alignment and harmonization of development partner and government M&E systems. EPAR reviewed evidence from 42 government systems, including 17 general national M&E systems that aim to monitor and evaluate progress across multiple sectors and 25 systems that are national in scope but sector-specific. Prior posts in this series introduce aid-recipient government M&E systems and EPAR’s research methods, data, and theoretical framework; examine institutionalization and coordination of these systems; and explore M&E results data collection, analysis, and use by governments. This post examines the role of donors and whether their data collection efforts align with government M&E systems, summarizing findings on harmonization of M&E demands, mutual accountability, sharing of M&E information, and donor support to recipient governments (Figure 1).
Donor Support and Harmonization of M&E
Harmonization of M&E refers to the extent to which countries and donors use common M&E frameworks, indicators, and reporting systems. In addition to information from case studies and evaluations of M&E systems, EPAR used an OECD-based indicator, the number of parallel project implementation units (PIUs), to assess M&E harmonization. PIUs are structures donors create for the efficient management of aid-funded projects, but some authors argue they have a tendency to develop into parallel organizations, weaken government demand for M&E, and increase overall M&E costs. As discussed in previous posts, separate donor systems can also limit the availability of trained staff for government M&E systems.
Among the 42 systems reviewed, evidence suggests that 11 are actively working to align government and donor M&E systems and reduce redundancies. For instance, donors in Senegal decreased parallel PIUs by 80% between 2007 and 2010 and coordinated about half of their country analysis with donors. Harmonization efforts were found in thirteen systems but with some remaining challenges. In another 12, seven of which are HIV/AIDS M&E systems, donors and governments continue to have separate M&E systems with little evidence of increasing harmonization.
Donors sometimes provide technical support for M&E systems to improve aid effectiveness, including strategic guidance for developing and implementing M&E systems, funding for research and evaluation, and technical training and capacity building for government data collection and analysis. Donors provide technical support for M&E implementation to a large majority of the systems reviewed (32 of 42). For example, Mali’s system organizes donor groups into different sectors to coordinate technical and financial assistance (including building national capacity on data collection), publishing annual action plans, and funding a large portion of data collection and analysis. Similarly, in Benin, both the government and development partners carry out evaluations.
Figure 1: Alignment of donor and country M&E systems
Mutual Accountability & Sharing of M&E Information
Mutual accountability refers to the joint responsibility between donors and aid-recipient countries for implementing, managing, and evaluating aid. A 2010 survey for the Development Cooperation Forum finds that recipient countries which have high mutual accountability with donors report improved national development strategies, increased emphasis on results monitoring and evaluation, and greater prioritization of spending needs.
EPAR bases its assessment of mutual accountability among the 17 national systems on the OECD’s report on effective development cooperation, which outlines five criteria for mutual accountability: 1) joint aid partnership policies for development goals, 2) specific targets for development goals, 3) periodic joint assessments of progress towards the targets, 4) non-executive stakeholder involvement in reviews and assessments, and 5) publicly available results in joint reviews. Nine of 17 general national systems rate “high” for mutual accountability, meeting at least four of the OECD criteria. Rwanda’s general national system, for example, meets all five criteria and includes a Common Performance Assessment Framework and Donor Performance Assessment Framework for donors to review government actions and vice versa. Four systems meet two or three criteria and rate “medium” for mutual accountability, while one system (South Africa) meets just one criterion and rates “low”.
Mutual accountability among the 25 sector-specific health, agriculture, and HIV/AIDS M&E systems is assessed based on case studies. For example, the Mozambique Health M&E system rates “high” based on evidence that they have developed a global partnership agreement and conduct regular mutual assessments. For the majority of these systems (15 of 25), however, there is insufficient information to judge the level of mutual accountability between recipient governments and donors.
Disseminating M&E information is related to mutual accountability, and involves governments sharing results data publicly and with outside stakeholders. An ODI report finds that efforts to make aid more transparent, including sharing M&E data externally, are crucial for aid effectiveness. In the majority of programs reviewed (29 out of 42), EPAR finds that government M&E systems disseminate their results information to external stakeholders, generally through periodic reports but occasionally through public meetings or joint reviews. Another five systems describe plans but show no evidence of follow-through for sharing results information with development partners. Twelve of the 42 M&E systems reviewed post their results data on public websites, and another eight indicate plans to do so.
While a majority of aid-recipient government systems disseminate M&E information externally and receive technical support from donors, EPAR finds that efforts to align donor and government systems have been more limited. These findings are consistent with the 2011 OECD progress report on donor aid effectiveness targets, which argues that while enhanced mutual accountability is becoming more common, many donor and government M&E systems remain incompletely aligned and harmonized. Evidence from the OECD and ODI suggests that countries that are gradually aligning their M&E systems and introducing mutual accountability mechanisms with donors are benefitting from increasing ownership of monitoring and evaluation activities, more open and trust-based dialogue between donors and governments, and improved donor responsiveness to country priorities.
A second series of posts summarizes EPAR’s research on donor results measurement systems, exploring further issues in monitoring and evaluating aid effectiveness, this time from the donor perspective.
References to evidence linked in this post are included in the full report. This series is guest-written by the Evans School Policy Analysis and Research (EPAR) Group at the University of Washington in collaboration with Development Gateway and the Results Data Initiative. View the first, second, and third posts.